Securities Services
Omni has significant and comprehensive experience providing chapter 11 case administration services to holders of public securities including, without limitation, plan solicitation, treatment elections, exchange offers and rights offerings.
Regardless of complexity, Omni’s approach to the solicitation process is efficient, reliable and cost-effective.
Alexa Concepcion, Vice President of Securities Services, who heads up our solicitation and public securities group, has over 15 years financial services industry experience, including 5 years at a transfer agency, 10 years at national broker-dealers, and 7 years at the Depository Trust and Clearing Corporation. At the DTCC, she worked on complex chapter 11 transactions for significant cases such as Lehman Brothers, Commonwealth of Puerto Rico, David’s Bridal, iheartRadio, Oi Sa Bankruptcy and others.
Omni’s public securities services provide direct identification and communication with a company’s debt and equity holders through streamlined processes and our longstanding personal relationships with stock transfer agents, the Depository Trust Company, ADP Broadridge, brokerage firms and investment banks. Services include:
Omni has provided restructuring-related public securities administration services on behalf of the following debtor entities:
5955 De Soto Ave., Suite 100
Woodland Hills, CA 91367
tel. 818-906-8300
fax. 818-704-0415
lacontact@omniagnt.com
1120 Avenue of the Americas
4th Floor
New York, NY 10036
tel. 212-302-3580
fax. 212-302-3820
nycontact@omniagnt.com