Equity Identification Services, Domestic and International Notice Dissemination Programs, Solicitations, Treatment Elections, Distribution Plans, Rights Offerings, Debt for Equity Swap and Equity Agent Services

Regardless of complexity, Omni’s approach to the solicitation process is efficient, reliable and cost-effective.

Jeriad Paul, the Vice President of Securities and Solicitation Services, leads Omni’s securities services group and has more than twenty years of leadership experience in the financial services industry, previously working at firms such as Capital Group/American Funds (AVP for portfolio control, securities oversight and investment operations), Charles Schwab (trading and transfer of assets for Schwab’s retirement business services division), AST Capital Trust (trust operations, trading, asset master and event services) and Fiserv Investment Support Services (advisor services). In regard to securities services, Jeriad and the securities services group, assist clients with complex claims and securities noticing and balloting, prepackaged plan solicitations, out-of-court restructurings, domestic and international notice dissemination programs, complex allocation methodologies, corporate events (including treatment elections, rights offerings, exchanges and tenders), and related distributions.

Omni’s public securities services provide direct identification and communication with a company’s debt and equity holders through streamlined processes and our longstanding personal relationships with stock transfer agents, the Depository Trust Company, ADP Broadridge, brokerage firms and investment banks. Services include:

• Domestic and international notice dissemination programs
• Complex claims processing and allocation methodologies
• Solicitations
• Treatment elections
• Distribution plans
• Rights offerings
• Debt for equity swap

Omni has provided restructuring-related public securities administration services on behalf of the following debtor entities:

• Memorial Production Partners
• Answers Corporation
• Unilife Corporation
• ITT Educational Services, Inc.
• Corinthian Colleges, Inc.
• Quirky, Inc.
• City of San Bernardino
• City of Stockton
• First Mariner Bank
• Refco, Inc.
• Fisker Automotive
• Response Genetics
• Hexion, LLC
• Perkins Marie Callendar’s
• Allied Automotive Group
• Keywell, LLC
• Baxano Surgical
• Hipcricket, Inc.
• Please Touch Museum
• Kidspeace Corporation
• Magnachip Semiconductor
• Immunology Partners
• Rhythm & Hues, Inc.
• MTI Corporation