Securities Services

Public Securities Services Can Identify, Notify and Solicit Public Equity and Debt Holders

Securities Services

Public Securities Services

Omni has significant and comprehensive experience providing chapter 11 case administration services to holders of public securities including, without limitation, plan solicitation, treatment elections, exchange offers and rights offerings.

Equity Identification Services, Domestic and International Notice Dissemination Programs, Solicitations, Treatment Elections, Distribution Plans, Rights Offerings, Debt for Equity Swap and Equity Agent Services

Regardless of complexity, Omni’s approach to the solicitation process is efficient, reliable and cost-effective.

Alexa Concepcion, Vice President of Securities Services, who heads up our solicitation and public securities group, has over 15 years financial services industry experience, including 5 years at a transfer agency, 10 years at national broker-dealers, and 7 years at the Depository Trust and Clearing Corporation. At the DTCC, she worked on complex chapter 11 transactions for significant cases such as Lehman Brothers, Commonwealth of Puerto Rico, David’s Bridal, iheartRadio, Oi Sa Bankruptcy and others.

Omni’s public securities services provide direct identification and communication with a company’s debt and equity holders through streamlined processes and our longstanding personal relationships with stock transfer agents, the Depository Trust Company, ADP Broadridge, brokerage firms and investment banks. Services include:

  • Domestic and international notice dissemination programs
  • Complex claims processing and allocation methodologies
  • Solicitations
  • Treatment elections
  • Distribution plans
  • Rights offerings
  • Debt for equity swap

Omni has provided restructuring-related public securities administration services on behalf of the following debtor entities:

  • Memorial Production Partners
  • Answers Corporation
  • Unilife Corporation
  • ITT Educational Services, Inc.
  • Corinthian Colleges, Inc.
  • Quirky, Inc.
  • City of San Bernardino
  • City of Stockton
  • First Mariner Bank
  • Refco, Inc.
  • Fisker Automotive
  • Response Genetics
  • Hexion, LLC
  • Perkins Marie Callendar’s
  • Allied Automotive Group
  • Keywell, LLC
  • Baxano Surgical
  • Hipcricket, Inc.
  • Please Touch Museum
  • Kidspeace Corporation
  • Magnachip Semiconductor
  • Immunology Partners
  • Rhythm & Hues, Inc.
  • MTI Corporation

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